Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (21 Feb 2022 to 13 Jun 2022)
-
- [FCA CF] Functions requiring qualifications (11 Nov 2021 to 28 Apr 2022)
-
- CF1 Director (AR) (22 May 2020 to 1 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
-
- Employed By (2 Dec 2019 to 1 Apr 2020)
-
- CF1 Director (AR) (24 Nov 2017 to 21 Mar 2019)
-
- CF1 Director (AR) (9 Apr 2015 to 16 Nov 2017)
-
- CF30 Customer (1 Nov 2007 to 31 Jan 2009)
- CF22 Investment Adviser (Trainee) (4 May 2007 to 31 Oct 2007)
-
- (104)Employed By (18 Feb 2003 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (104)Employed By at Reeds Rains Limited