Graham Bernard Laverick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PrisWM Limited

    FRN 131446

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 24 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 1 Nov 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Jan 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jan 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jan 2006)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Prismatic Wealth Limited

    FRN 646626

    • (3)Employed By (since 15 Sep 2014)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (7 Sep 2016 to 8 Dec 2019)
  • Prismatic Benefits Limited (no longer approved here)

    FRN 578480

    • Employed By (10 Nov 2014 to 3 Jul 2019)
  • Chipchase Manners Financial Services Limited (no longer approved here)

    FRN 574692

    • Employed By (13 Feb 2012 to 24 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Prismatic Wealth Limited

  2. controlled function added: (3)Employed By at Prismatic Wealth Limited