Graham Barnfield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (25 Sep 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 4 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 4 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.