Graham Austin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Nov 2008 to 17 Dec 2010)
  • Austin & Co Wealth Management (no longer approved here)

    FRN 491473

    • Employed By (19 Nov 2008 to 17 Dec 2010)
  • Austin Phillips Financial Consultants (no longer approved here)

    FRN 191051

    • Employed By (8 Nov 1999 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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