Graham Auld

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (4 Sep 2008 to 31 Aug 2012)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF21 Investment Adviser (1 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 May 2006 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF27 Investment Management (8 May 2002 to 30 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 8 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.