Graham Andrew Hawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (11 May 2011 to 12 Jun 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 16 Jun 2009)
    • CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 11 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.