Graham Andrew Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2022)
    • [FCA CF] Client dealing (since 19 Dec 2022)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (28 Jul 2011 to 2 Feb 2016)
    • CF1 Director (AR) (28 Jul 2011 to 2 Feb 2016)
  • Professional Financial Advisers (no longer approved here)

    FRN 224311

    • (1)Employed By (16 May 2003 to 8 Dec 2019)
  • AJH Financial Services (2607) (no longer approved here)

    FRN 189683

    • (3)Employed By (12 Feb 2001 to 7 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.