Graham Alan Mason

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (25 Aug 2009 to 11 Sep 2012)
- CF21 Investment Adviser (2 Aug 2004 to 10 Oct 2006)
Capital Planning Partners Ltd (no longer approved here)
FRN 505434
- Employed By (25 Aug 2009 to 11 Sep 2012)
Sinfonia Direct Ltd (no longer approved here)
FRN 440606
- Employed By (1 Nov 2005 to 10 Oct 2006)
Capital Planning UK Ltd (no longer approved here)
FRN 402461
- Employed By (2 Aug 2004 to 1 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.