Graham Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Courtney Havers LLP (no longer approved here)
FRN 463179
- [FCA CF] Client dealing (1 Feb 2020 to 30 Apr 2020)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 30 Apr 2020)
- CF30 Customer (3 Feb 2012 to 31 Jan 2020)
Courtney Havers Private Clients Limited (no longer approved here)
FRN 622608
- Employed By (2 Jun 2014 to 31 Jan 2020)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF30 Customer (31 Oct 2011 to 16 Jan 2012)
Prudential International Assurance Plc (no longer approved here)
FRN 170672
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
The Reeve Alexander Partnership Ltd (no longer approved here)
FRN 191548
- Employed By (31 Mar 2000 to 25 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.