Graham Abell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Smart Home Finance Limited
FRN 942635
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- Responsible for Insurance Distribution (since 7 Sep 2021)
- SMF16 Compliance Oversight (since 7 Sep 2021)
- SMF3 Executive Director (since 7 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 7 Sep 2021)
- Responsibility for MCD Intermediation (since 7 Sep 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (29 May 2008 to 11 Aug 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.