Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 7 Mar 2016)
    • CF29 Significant management (3 Mar 2016 to 6 Mar 2016)
    • CF30 Customer (2 Sep 2013 to 6 Mar 2016)
    • SMF22 Other Local Responsibility (since 7 Mar 2016)
    • CF29 Significant management (3 Mar 2016 to 6 Mar 2016)
    • CF30 Customer (2 Sep 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (28 May 2012 to 25 Mar 2013)
    • CF30 Customer (20 Oct 2008 to 25 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.