Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 17 Dec 2020)
    • Responsible for Insurance Distribution (since 17 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2012)
    • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
    • CF1 Director (29 Oct 2004 to 8 Dec 2019)
  • CRN Financial Management Services Ltd (no longer approved here)

    FRN 159225

    • Employed By (11 Mar 2005 to 23 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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