Graeme Pringle

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Comitas Financial Solutions Limited

    FRN 1033247

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • Responsibility for MCD Intermediation (since 1 Oct 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2025)
    • SMF16 Compliance Oversight (since 1 Oct 2025)
    • SMF3 Executive Director (since 1 Oct 2025)
  • Acornmain Limited (no longer approved here)

    FRN 435135

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (17 Jan 2006 to 17 Jan 2008)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
  • Seaman Herbert Financial Services Ltd (no longer approved here)

    FRN 197021

    • (2)Employed By (1 Dec 2001 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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