Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mariana UFP LLP
FRN 551170
- [FCA CF] Client dealing (since 16 Sep 2024)
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- [FCA CF] Client dealing (3 Feb 2021 to 25 Jul 2024)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (21 Jun 2017 to 4 Jun 2019)
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- CF30 Customer (20 Jul 2015 to 2 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2009)
- CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Oct 2005 to 15 Mar 2007)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2009)
- CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Oct 2005 to 15 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.