Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Client dealing (3 Feb 2021 to 25 Jul 2024)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Element Capital Partners LLP (no longer approved here)

    FRN 726328

    • CF30 Customer (21 Jun 2017 to 4 Jun 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (20 Jul 2015 to 2 Jun 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 4 Jul 2009)
    • CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 15 Mar 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 4 Jul 2009)
    • CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 15 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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