Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 31 Oct 2025)
- [FCA CF] Material risk taker (since 31 Oct 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2020)
- [FCA CF] Significant management (7 Mar 2016 to 1 Mar 2020)
- CF29 Significant management (1 Jun 2010 to 6 Mar 2016)
- CF20 Significant Mgt (Settlements) (22 Jul 2005 to 21 Sep 2006)
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J.P. Morgan Europe Limited
FRN 124579
- [FCA CF] Manager of certification employee (since 31 Oct 2025)
- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2020)
- [FCA CF] Material risk taker (7 Jul 2017 to 1 Mar 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Apr 2019)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 31 Oct 2025)
- [FCA CF] Material risk taker (since 31 Oct 2025)
- [FCA CF] Significant management (7 Mar 2016 to 8 Dec 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Apr 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Dec 2019)
- CF29 Significant management (1 Jun 2010 to 6 Mar 2016)
- CF20 Significant Mgt (Settlements) (6 Jan 2004 to 6 Jul 2004)
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- CF29 Significant management (1 Jun 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.