Graeme Michael Basson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stones Wealth Limited
FRN 688647
- (4)Employed By (since 20 Aug 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 3 Jun 2020)
- CF30 Customer (since 29 May 2020)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 18 Oct 2019)
- CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (616)Employed By (6 Jul 2006 to 18 Oct 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (9 Nov 2004 to 19 Nov 2004)
Insight Financial Management Ltd (no longer approved here)
FRN 230002
- (15)Employed By (2 Jan 2004 to 27 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.