Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mearns & Company Limited
FRN 465557
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2024)
- SMF3 Executive Director (since 10 Feb 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.