Graeme McGuinness

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 8 Jul 2024)
    • [FCA CF] Algorithmic trading (since 8 Jul 2024)
    • [FCA CF] Client dealing (since 14 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (5 Oct 2022 to 1 May 2024)
    • [FCA CF] Material risk taker (18 Oct 2021 to 1 May 2024)
    • [FCA CF] Algorithmic trading (23 Oct 2017 to 1 May 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 May 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Aug 2018 to 22 Jul 2020)
    • [FCA CF] Algorithmic trading (23 Oct 2017 to 1 May 2024)
    • [FCA CF] Client dealing (22 Sep 2016 to 28 Nov 2017)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.