Graeme Maurice Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2021)
    • CF1 Director (AR) (1 Oct 2014 to 6 Apr 2021)
    • CF30 Customer (1 Oct 2014 to 30 Dec 2021)
  • Thomas and Young Wealth Management Limited (no longer approved here)

    FRN 648146

    • Employed By (30 Sep 2014 to 30 Dec 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Oct 2013)
    • CF21 Investment Adviser (17 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 17 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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