Graeme Mark Wake

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
    • [FCA CF] Client dealing (since 9 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (29 Dec 2016 to 8 Dec 2019)
  • TTR BARNES FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 196946

    • CF30 Customer (1 Nov 2007 to 8 Dec 2016)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (19 Jun 2002 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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