Graeme Macara Mitchell

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowland Financial Services Limited (no longer approved here)

    FRN 202359

    • [FCA CF] Manager of certification employee (14 Sep 2021 to 20 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Aug 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 30 Oct 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (14 Mar 2017 to 14 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.