Graeme Lewis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (28 Feb 2024 to 4 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Feb 2022 to 7 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 20 Jul 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 20 Jul 2023)
    • CF30 Customer (3 Aug 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 20 Jul 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.