Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Oct 2019)
    • CF30 Customer (since 9 Oct 2019)
    • (2)Employed By (since 9 Oct 2019)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF4 Partner (AR) (20 Dec 2017 to 21 Nov 2019)
    • CF30 Customer (20 Dec 2017 to 21 Nov 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (31 Jul 2013 to 12 Apr 2018)
    • CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
  • Closer Financial Partners (no longer approved here)

    FRN 605114

    • Employed By (31 Jul 2013 to 21 Nov 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Feb 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
    • CF21 Investment Adviser (7 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2005 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.