Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (18 Jun 2019 to 23 Aug 2023)
    • [FCA CF] Material risk taker (18 Jun 2019 to 31 Oct 2023)
    • [PRA CF] Managing a material risk taker (18 Jun 2019 to 23 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jun 2019 to 31 Oct 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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