Graeme James Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Drax Honore (UK) Limited

    FRN 585303

    • [FCA CF] Client dealing (since 17 Nov 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 22 Oct 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.