Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bespoke-Advice Limited
FRN 616019
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 28 Apr 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (15 Aug 2012 to 31 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 17 Dec 2007)
- CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
- CF1 Director (AR) (2 Jun 2005 to 31 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.