Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (15 Aug 2012 to 31 Dec 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (2 Jun 2005 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.