Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (14 Dec 2015 to 28 Jul 2022)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (16 Dec 2015 to 28 Jul 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (29 Jan 2013 to 9 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.