Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Material risk taker (since 6 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 5 Jul 2017)
    • [PRA CF] Significant risk taker or Material risk taker (31 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Material risk taker (31 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Manager of certification employee (20 May 2019 to 26 Sep 2019)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF30 Customer (22 Oct 2015 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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