Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2020)
    • CF30 Customer (since 22 Apr 2020)
    • CF1 Director (AR) (since 2 Apr 2020)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
    • (1)Employed By (since 2 Apr 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Mar 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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