Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Principality Building Society
FRN 155998
- SMF4 Chief Risk (since 24 Nov 2025)
-
- SMF4 Chief Risk (24 Apr 2024 to 7 Mar 2025)
-
- [FCA CF] Significant management (11 Mar 2024 to 7 Mar 2025)
-
- [FCA CF] Significant management (11 Mar 2024 to 7 Mar 2025)
-
- (257)SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2019 to 27 Nov 2020)
- (258)SMF4 Chief Risk (10 Jan 2017 to 3 Mar 2023)
-
- CF28 Systems and controls (2 Jun 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.