Graeme Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Milton Keynes Financial Advice Ltd

    FRN 814001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 22 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Feb 2019)
    • Responsible for Insurance Distribution (since 1 Feb 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (8 Oct 2012 to 6 Dec 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (12 Jun 2009 to 20 Jul 2010)
  • Whole Market Finance Limited (no longer approved here)

    FRN 476711

    • Employed By (31 Dec 2007 to 20 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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