Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
    • [FCA CF] Client dealing (since 21 Apr 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 17 Apr 2020)
    • Responsibility for MCD Intermediation (since 17 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2020)
    • SMF3 Executive Director (since 17 Apr 2020)
    • SMF16 Compliance Oversight (since 17 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2020)
    • CF1 Director (AR) (7 Mar 2017 to 17 Apr 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Aug 2011 to 31 Dec 2012)
    • CF1 Director (AR) (19 Aug 2011 to 16 Mar 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Aug 2011 to 16 Mar 2017)
  • Crieff Financial & Mortgage Centre Ltd (no longer approved here)

    FRN 475031

    • Employed By (20 Nov 2007 to 17 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.