Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
- [FCA CF] Client dealing (since 21 Apr 2026)
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Crieff Financial & Mortgage Centre Limited
FRN 846348
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 17 Apr 2020)
- Responsibility for MCD Intermediation (since 17 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2020)
- SMF3 Executive Director (since 17 Apr 2020)
- SMF16 Compliance Oversight (since 17 Apr 2020)
- [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2020)
- CF1 Director (AR) (7 Mar 2017 to 17 Apr 2020)
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- CF30 Customer (19 Aug 2011 to 31 Dec 2012)
- CF1 Director (AR) (19 Aug 2011 to 16 Mar 2017)
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- CF1 Director (AR) (19 Aug 2011 to 16 Mar 2017)
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- Employed By (20 Nov 2007 to 17 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.