Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OMBA Advisory & Investments Limited
FRN 775647
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Mar 2023)
- Responsible for Insurance Distribution (since 2 Mar 2023)
- [FCA CF] Client dealing (since 1 Sep 2022)
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- CF1 Director (AR) (30 Mar 2018 to 20 Jun 2019)
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- Employed By (30 Mar 2018 to 20 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.