Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 11 Oct 2024)
    • CF22 Investment Adviser (Trainee) (5 Feb 2007 to 31 Oct 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (81)Employed By (5 Feb 2007 to 11 Oct 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Dec 2004 to 14 Oct 2005)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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