Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (4 Nov 2022 to 14 Dec 2022)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.