Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lyons Financial Management 2026 Ltd
FRN 1052228
- Employed By (since 23 Mar 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 22 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
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- (3)Employed By (22 Dec 2025 to 2 Apr 2026)
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- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 6 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.