Govinder Ubhi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cantor Fitzgerald Europe
FRN 149380
- [FCA CF] Client dealing (since 12 Sep 2025)
- [FCA CF] Manager of certification employee (since 12 Sep 2025)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
- CF30 Customer (28 Feb 2018 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (22 Sep 2008 to 29 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.