Govind Gaurav Kapoor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (20 Aug 2021 to 1 Nov 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (16 Oct 2018 to 12 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.