Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 5 Jul 2019)
- [FCA CF] Manager of certification employee (21 May 2019 to 5 Jul 2019)
- [PRA CF] Managing a material risk taker (21 May 2019 to 5 Jul 2019)
- CF21 Investment Adviser (30 Nov 2002 to 21 Apr 2006)
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- [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 5 Jul 2019)
- [FCA CF] Manager of certification employee (21 May 2019 to 5 Jul 2019)
- [PRA CF] Managing a material risk taker (21 May 2019 to 5 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.