Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Shackleton Advisers Limited
FRN 163291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 13 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
-
- CF30 Customer (21 Oct 2013 to 23 May 2016)
-
- CF30 Customer (1 Jan 2009 to 30 Aug 2009)
-
- CF30 Customer (1 Nov 2007 to 23 Nov 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.