Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
  • ML Financial Associates Limited (no longer approved here)

    FRN 537809

    • CF30 Customer (21 Oct 2013 to 23 May 2016)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Jan 2009 to 30 Aug 2009)
  • Citrus Wealth Management Limited (no longer approved here)

    FRN 429045

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.