Gordon Stuart Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (9 Nov 2011 to 8 Dec 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (31 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF27 Investment Management (31 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF27 Investment Management (31 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.