Gordon Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 May 2020)
    • CF1 Director (AR) (since 6 May 2020)
    • CF30 Customer (since 6 May 2020)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 6 May 2020)
  • Stewart Financial Management Limited

    FRN 492524

    • (2)Employed By (since 6 May 2020)
    • (1)Employed By (22 Dec 2008 to 13 Feb 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 5 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
    • CF1 Director (AR) (1 Dec 2001 to 16 Dec 2004)
  • LMS Mortgage Consultants Ltd (no longer approved here)

    FRN 126020

    • Employed By (1 Oct 1998 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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