Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NEXT STEP ADVICE LIMITED
FRN 917494
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
- SMF3 Executive Director (since 3 Aug 2020)
- [PRA CF] Key function holder (3 Aug 2020 to 13 Dec 2023)
- [FCA CF] Client dealing (3 Aug 2020 to 13 Dec 2023)
- [FCA CF] Significant management (3 Aug 2020 to 13 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Aug 2020)
- CF1 Director (AR) (12 Jul 2016 to 30 Jul 2020)
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- CF1 Director (AR) (19 Oct 2010 to 2 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.