Gordon Scott

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Significant management (1 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 31 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2024 to 31 Jan 2025)
    • SMF18 Other Overall Responsibility (1 Dec 2022 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (23 Jun 2022 to 31 Jan 2025)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 9 Nov 2020)
    • [FCA CF] Client dealing (1 Apr 2020 to 9 Nov 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 9 Nov 2020)
    • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (26 Jan 2012 to 17 Sep 2014)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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