Gordon Roderick McGregor

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Associated Legal & Financial Limited

    FRN 602045

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 7 Mar 2012)
    • CF1 Director (AR) (24 Mar 2004 to 11 Oct 2011)
    • CF21 Investment Adviser (10 Jan 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (13 Dec 2002 to 24 Mar 2004)
    • CF22 Investment Adviser (Trainee) (13 Dec 2002 to 10 Jan 2003)
  • ARW Wealth Managers Ltd (no longer approved here)

    FRN 208314

    • (4)Employed By (4 Jul 2006 to 7 Mar 2012)
  • Crossley MacKenzie IFA (2769) (no longer approved here)

    FRN 152643

    • Employed By (1 Dec 2001 to 13 Dec 2002)
  • McGregor Financial Services Ltd (no longer approved here)

    FRN 221160

    • (1)Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.