Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)
    • CF2 Non Executive Director (2 May 2017 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2022)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)
    • CF1 Director (22 Sep 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (16 Sep 2015 to 22 Sep 2017)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Aug 2018 to 8 Dec 2019)
  • Dual Corporate Risks Limited (no longer approved here)

    FRN 312593

    • CF1 Director (1 Apr 2005 to 28 Feb 2009)
    • CF13 Finance (14 Jan 2005 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.