Gordon Robert Charles Parsons-Wallace

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 May 2025)
    • [FCA CF] Client dealing (since 22 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Nov 2022 to 24 Apr 2025)
    • CF30 Customer (21 Sep 2022 to 24 Apr 2025)
  • Finative Financial Planning Ltd (no longer approved here)

    FRN 795425

    • (1)Employed By (21 Sep 2022 to 24 Apr 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Aug 2020 to 13 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (17 Jun 2020 to 13 Oct 2022)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (19 Aug 2020 to 24 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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