Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.M. FINN & CO.LTD
FRN 450754
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.