Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (30 Nov 2023 to 31 Dec 2025)
    • CF30 Customer (5 Nov 2023 to 31 Dec 2025)
  • Lisa McCreadie (no longer approved here)

    FRN 584074

    • (1)Employed By (5 Nov 2023 to 31 Dec 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (12 Oct 2022 to 10 Nov 2023)
    • CF30 Customer (22 Sep 2022 to 10 Nov 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (322)Employed By (22 Sep 2022 to 31 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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