Gordon McMillan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2024)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.